Securities Licensing Track -
Download and use this checklist & attachments to guide you through the Securities Licensing process.
Download SLIC Reference Guide for instructions on completing U4
1) SIE: SIE Study Guide / Guide to Registering for SIE Exam
2) SERIES 6: License Application Instructions
- Securities Licensing Pak: Print, complete & fax to number shown on Checklist.
3) SERIES 63: License Application Instructions