Securities Licensing Track - 

Download  and use this checklist & attachments to guide you through the Securities Licensing  process. 

Download SLIC Reference Guide for instructions on completing U4

1) SIE: SIE Study Guide / Guide to Registering for SIE Exam

2) SERIES 6: License Application Instructions

- Securities Licensing Pak: Print, complete & fax to number shown on Checklist.

3) SERIES 63: License Application Instructions